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Securities Industry Essentials (SIE) by Brian Lee
Securities Industry Essentials (SIE) by Brian Lee

Securities Industry Essentials (SIE) by Brian Lee

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Securities Industry Essentials (SIE) by Brian Lee

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Description

Securities Industry Essentials (SIE)

A comprehensive video course with one of the most dynamic instructors in the country – Brian Lee.

The new Securities Industry Essentials (SIE) exam is based on common industry knowledge and general concepts

Your Instructor

 

Brian Lee

Brian Lee

Brian Lee has been helping students pass their exams for over 20 years. Brian began teaching Series 7 in 1995 in Portland, Or and Seattle, Wa and is the founder of TestGeek Exam Prep, LLC.

Course Curriculum

Introduction
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    Start

    Downloable Class Notes

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    Start

    SIE Introduction (19:40)

UNIT 1 Knowledge of Capital Markets
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    Start

    Lesson 1- SRO’s , Customers and Others (16:12)

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    Start

    Lesson 2 (21:13)

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    Start

    Lesson 3 (15:05)

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    Start

    Lesson 4 (7:10)

UNIT 2 Understanding Products and Their Risks
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    Start

    Lesson 1- Equity Securities (13:39)

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    Start

    Lesson 2 – Corporate Debt Securities (23:23)

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    Start

    Lesson 3 – Gov’t, Municipal and Money Market Securities (17:42)

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    Start

    Lesson 4 – Options (29:15)

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    Start

    Lesson 5 – Investment Companies (11:45)

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    Start

    Lesson 6 – Other Securities Products (12:21)

Unit 3 Trading, Customer Accounts and Prohibited Acitivities
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    Start

    Lesson 1 (22:18)

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    Start

    Lesson 2 (19:28)

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    Start

    Lesson 3 (7:08)

Unit 4 Regulatory Framework
  •  
    Start

    Lesson 1 (11:21)

Practice Final Exam
  •  
    Start

    Practice Exam

 Frequently Asked Questions

When does the course start and finish?
The course starts now and never ends! It is a completely self-paced online course – you decide when you start and when you finish.
How long do I have access to the course?
How does lifetime access sound? After enrolling, you have unlimited access to this course for as long as you like – across any and all devices you own.
What if I am unhappy with the course?
We would never want you to be unhappy! If you are unsatisfied with your purchase, contact us in the first 30 days and we will give you a full refund.