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Series 7 Top-Off by Brian Lee
Series 7 Top-Off by Brian Lee

Series 7 Top-Off by Brian Lee

Securities Industry Essentials (SIE) by Brian Lee Securities Industry Essentials (SIE) by Brian Lee
#ALLMONEYINfx by Deven Jackson #ALLMONEYINfx by Deven Jackson

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Series 7 Top-Off by Brian Lee

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Description

Your Instructor

 

Brian Lee

Brian Lee

Brian Lee has been helping students pass their exams for over 20 years. Brian began teaching Series 7 in 1995 in Portland, Or and Seattle, Wa and is the founder of TestGeek Exam Prep, LLC.

Course Curriculum

Series 7 Top-Off Introduction
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    Introduction (18:27)

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    Downloadable Class Notes

Module 1 – Seeks Business from Customers and Potential Customers
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    Lesson 1 Contacts Customers and Potential Customers (19:53)

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    Lesson 2 Issuing Securities (22:56)

Module 2 – Opening Accounts and Evaluates Customer Profiles
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    Lesson 1 Types of Accounts (23:40)

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    Suitability Guideline

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    Lesson 2 Suitability (21:53)

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    Retirement Plans (15:27)

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    Margin Accounts (12:55)

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    Margin-2 (17:17)

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    Margin-3 (9:24)

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    Margin-4 (11:14)

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    Margin-5 (5:41)

 

Module 3 – Provides Information About Investments
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    Lesson 3 Fundemental Analysis (17:01)

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    Equity Securities – Lesson 1 (23:35)

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    Equity Securities – Lesson 2 (24:02)

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    Equity Securities – Lesson 3 (21:51)

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    Corporate Debt Securities – Lesson 1 (18:24)

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    Corp. Debt Securities – Lesson 2 (19:38)

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    Corp. Debt Securities = Lesson 3 (15:05)

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    Debt Securities Lesson 4 (18:07)

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    Corp. Debt Securities – Lesson 5 (22:40)

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    U,S. Gov’t. Securities (14:47)

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    Agencies and CMO’s (14:17)

Module 4 – Provides information About Investments – Municipal Bonds
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    Muni-1 (25:54)

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    Muni-2 (18:53)

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    Muni-3 (12:33)

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    Muni-4 (6:04)

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    Muni-5 (12:52)

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    Muni-6 (15:16)

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    Muni-7 (15:25)

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    Muni-8 (7:31)

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    Muni-9 (15:45)

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    Muni-10 (3:03)

Module 5 – Provides Information About Investments -Options
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    Options-1 (17:42)

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    Options-2 (14:25)

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    Options-3 (21:01)

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    Lesson 4 (23:14)

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    Options-5 (19:06)

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    Options-6 (8:29)

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    Options-7 (15:42)

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    Options-8 (5:24)

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    Options-9 (17:27)

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    Options-10 (15:50)

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    Options-11 (27:37)

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    Options-12 (14:48)

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    Options Practice Exam

Module 6 – Provides Information on Investments- Investment Companies and Variable Annuities
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    Mutual Funds-1 (16:03)

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    Mutual Funds-2 (11:27)

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    Mutual Funds-3 (31:07)

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    Variable Annuities (24:17)

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    Limited Partnerships (DPP) (19:32)

Customers’ Purchase and Sales; Processes, Completes and Confirms Transactions
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    Trading Securities (16:54)

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    Trading-2 (9:50)

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    Trading-3 (14:04)

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    Trading-4 (7:04)

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    Trading-5 (7:34)

Practice Final Exam
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    Start

    Check List (Facts to Know)

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    Start

    Practice Final

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    Additional Questions

 Frequently Asked Questions

When does the course start and finish?
The course starts now and never ends! It is a completely self-paced online course – you decide when you start and when you finish.
How long do I have access to the course?
How does lifetime access sound? After enrolling, you have unlimited access to this course for as long as you like – across any and all devices you own.
What if I am unhappy with the course?
We would never want you to be unhappy! If you are unsatisfied with your purchase, contact us in the first 30 days and we will give you a full refund.